Broadridge is a company that empowers others to accomplish more, and they are seeking an Associate- DTC Settlements to provide operational support for clients. The role involves ensuring quality service and supporting various back office processes to maintain operational performance.
Responsibilities
- Ensures quality service and operational performance within the parameters of both the client needs and contract
- Support for routine "back office" processes, data entry, order and application processing, document verification, accounting support and preparing mailings
- RAD Management
- DK’s
- Free receives
- Resolve DVP/RVP differences
- SPO processing
- Pair offs as required – directed by M/O and counterparty interaction
- EOD Balancing and Funding
- Buy-in processing
- Fail Control & Reporting
- FINRA Extension filing
- RegSho 204 Reporting
- Obligation Warehouse activities including Recaps
- Stock & Cash breaks reconciliation
- New Issue processing– Strictly settlement processing and fails management
- ETF Settlement Processing
- Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions
Skills
- 1+ years of client support experience
- Experience working in a corporate environment
- Experience working with MS-Office
- Bachelor's degree
- DTC Settlements experience is a plus
- Experience working with Broadridge products is a plus
Company Overview
Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers. It was founded in 1962, and is headquartered in New York, New York, USA, with a workforce of 10001+ employees. Its website is http://www.broadridge.com.Company H1B Sponsorship
Broadridge has a track record of offering H1B sponsorships, with 109 in 2025, 124 in 2024, 83 in 2023, 141 in 2022, 100 in 2021, 73 in 2020. Please note that this does not guarantee sponsorship for this specific role.
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