Commonwealth Financial Network is a company focused on delivering exceptional service and creating an advisor-focused experience. They are seeking a KYC AML Analyst to conduct investigations and support AML initiatives while ensuring compliance with regulatory requirements.
Responsibilities
- Assisting in CIP Process for new and existing clients
- Performing complex analysis and reporting in accordance with written policies and procedures
- Conducting in depth review of transactional activity, emails, and general notes to comprehend rational for trading and account activity
- Compiling and performing advanced analysis on Customer Due Diligence documentation and research
- Developing timely and accurate OSINT to detect and mitigate risks
- Reporting any negative results in a timely manner to team leaders
- Carrying out other research projects as requested
Skills
- Skilled at customer service and demonstrated ability to manage difficult conversation/complaints
- Excellent interpersonal skills and ability to communicate effectively both verbally and in writing
- Practical experience in business and an understanding of business management
- Ability to handle highly confidential information professionally and with appropriate discretion
- Like to work independently as well as collaboratively within a group setting
- Ability to demonstrate flexibility to work well under pressure
- Demonstrated initiative and creativity in problem solving
- Ability to manage and learn multiple systems
- Proficiency in Microsoft Office (including Word, Excel and PowerPoint)
- Effective organizational skills
Benefits
- Generous bonus and 401(k) programs
- Tuition reimbursement
- Flexible work schedules
- Hybrid work schedule
- Incredible health care benefits
Company Overview
Commonwealth Financial Network is an independent broker and dealer supporting financial advisors. It was founded in 1979, and is headquartered in Waltham, Massachusetts, USA, with a workforce of 501-1000 employees. Its website is http://www.commonwealth.com.
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